MANGUM & ASSOCIATES

Federal and state securities laws regulate financial instruments such as stocks, bonds, equity, debt, investment funds, investment contracts, and other transactions. Our team specializes in navigating these complex and evolving regulations, assisting issuers, companies, and fund managers in structuring investment offerings while protecting them from investor complaints and SEC investigations.

Mangum & Associates represents issuers, private and public companies, and fund managers across a broad range of areas, including regulatory compliance, securities transactions, and public and private offerings. We take all necessary steps to help you navigate federal and state regulations or complete your transaction, including preparing disclosure statements, negotiating agreements, filing reports, interacting with the SEC, and ensuring ongoing compliance.

Our securities team supports you at every stage of capital-raising transactions—from planning your investment offering and structuring the securities, to advising on potential claims such as market manipulation or fraud, and representing you in investment-related litigation (see SEC Defense). Given the ever-changing regulatory environment, we maintain close, ongoing relationships with our clients to ensure full compliance with federal and state securities laws.